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Experienced Attorneys Dedicated to Your Success

The Spencer Law Firm is a closely-knit group of professionals dedicated to providing superior and unequaled service to our clients. We combine the quality and strength of a large law firm with the creativity and personal service of a small, client-focused firm. Our clientele includes energy and technology companies, investment advisory firms, broker-dealers, and public and private companies in various industries that range from oil and gas to hospitality services. We also provide legal and business advice to investors and companies throughout the United States and internationally. No matter what the need may be, we can help you achieve your goals.

We are committed to maximizing the value received by our clients through our legal services. We work to keep costs down for our clients by keeping our overhead low thus maintaining lower billing rates than our competitors.

Do you have any questions regarding your business? Contact The Spencer Law Firm today.

Call us today at (888) 237-4529 to schedule your consultation.

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If you have a legal matter you’d like to discuss, you might be a candidate for a free consultation with one of our experienced attorneys over the phone or in person.
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Broker made millions off of elderly in Ponzi scheme says SEC and FINRA

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A former broker accused of running a Ponzi scheme targeting elderly investors is banned from the securities industry by the U.S. Securities and Exchange Commission. James Booth of Norwalk, Connecticut was arrested on September 30, [...]

SEC may update advertising rules

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Professionals in the securities industry may get more freedom when it comes to advertising. In early November 2019, the U.S. Securities and Exchange Commission proposed updating the Investment Advisers Act of 1940 to allow investment [...]

FINRA hits Merrill Lynch, Raymond James with $12 million in fines for 529 plans

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Customers who incurred excess fees on their 529 plans through Merrill Lynch, Pierce, Fenner & Smith, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. will receive approximately $12 million in restitution. The [...]