by Bonnie Spencer | Nov 29, 2022 | Businesses, Securities, Securities
The Spencer Law Firm handles securities and commercial corporate/partnership litigation, SEC and state securities commission defense, corporate governance and white- collar criminal defense matters in federal, state and regulatory investigations and grand jury... by Bonnie Spencer | May 10, 2022 | FINRA, Investors, Securities
Have you had a wonderful idea but no money to get it launched? Did you accept money from a relative or friend and lived to regret it? There is no need for any “contract” because this is between people who trust one another, right? No! It is not right and the reason... by Ashley Spencer | May 6, 2022 | Legal News, Securities
Pirani v. Netflix Inc., docket number 22-CV-02672, was filed in the U.S. District Court, Northern District of California on May 3, 2022. The lawsuit concerns a class action for individuals who purchased or acquired Netflix common stock or call options, or sold put... by Ashley Spencer | Nov 1, 2019 | Investors
Click here to read our post about the history and mission of the SEC. The SEC breaks down its responsibilities into five major categories on its website: “Interpret and enforce federal securities laws;” “Issue new rules and amend existing rules;” “Oversee the... by Ashley Spencer | Sep 24, 2018 | FINRA, Investors
The Small Firm Advisory Committee (“SFAC”) was formed in 1998. Currently, the SFAC chair is Wendy Lanton, of Lantern Investments. The purpose of the SFAC is to relay issues of interest and concern to the FINRA Board of Governors. Also, the SFAC reviews new and amended... by Ashley Spencer | Mar 5, 2013 | Investors, Oil and Gas
Various limited liability entities can protect your oil and gas interests. For instance, Limited partnerships or limited liability companies can protect your oil and gas interests by contractually limiting the management and succession principles by use of the...