Individual Cases

The Spencer Law Firm is very familiar with the Texas Securities Act and other regulations promulgated by the SEC and FINRA. The firm has honed this familiarity through its experience prosecuting and defending securities actions as well as with its work with clients who are selling exempt and non-exempt securities.

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The benefit of retaining counsel extensively experienced in securities regulations is that your attorneys will have insight not only into the statutes at issue, but also a deeper understanding of what it takes to successfully defend or prosecute – and prepare against the defense or prosecution – of cases alleging violations of the TSA and other securities regulations.​