The Spencer Law Firm - Business, Securities, Litigation

713-568-9008

713-568-9008

The Spencer Law Firm - Business, Securities, Litigation

SEC may update advertising rules

by | Nov 18, 2019 | FINRA

Professionals in the securities industry may get more freedom when it comes to advertising. In early November 2019, the U.S. Securities and Exchange Commission proposed updating the Investment Advisers Act of 1940 to allow investment advisers using endorsements and...