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713-568-9008

713-568-9008

  • About Us
    • Our People
    • Our Values
  • Device Users
    • 3M Earplugs
    • Philips CPAP
  • Individuals
    • Partnership Litigation
    • Company Formation
    • Oil, Gas, and Investments
    • Fiduciary Disputes
      • Partnerships
    • Personal Injury & Wrongful Death
  • Businesses
    • DOJ INVESTIGATIONS
    • SHAREHOLDER LITIGATION
    • Securities and Investigations
    • EMERGING GROWTH COMPANIES
    • BUYING AND SELLING YOUR BUSINESS/MERGERS & ACQUISITIONS
    • Construction Litigation and Disputes
    • Real Estate Litigation or Arbitration
    • YOUR BUSINESS COUNSEL
    • SERVING AS LAWYER TO OTHER LAWYERS
    • Company Contracts
    • Employment Issues
    • Intellectual Property
    • Private Fundraising
  • Articles
  • Contact Us
The Spencer Law Firm - Business, Securities, Litigation

SEC may update advertising rules

by Ashley Spencer | Nov 18, 2019 | FINRA

Professionals in the securities industry may get more freedom when it comes to advertising. In early November 2019, the U.S. Securities and Exchange Commission proposed updating the Investment Advisers Act of 1940 to allow investment advisers using endorsements and...
  • About Us
    • Our People
    • Our Values
  • Device Users
    • 3M Earplugs
    • Philips CPAP
  • Individuals
    • Partnership Litigation
    • Company Formation
    • Oil, Gas, and Investments
    • Fiduciary Disputes
      • Partnerships
    • Personal Injury & Wrongful Death
  • Businesses
    • DOJ INVESTIGATIONS
    • SHAREHOLDER LITIGATION
    • Securities and Investigations
    • EMERGING GROWTH COMPANIES
    • BUYING AND SELLING YOUR BUSINESS/MERGERS & ACQUISITIONS
    • Construction Litigation and Disputes
    • Real Estate Litigation or Arbitration
    • YOUR BUSINESS COUNSEL
    • SERVING AS LAWYER TO OTHER LAWYERS
    • Company Contracts
    • Employment Issues
    • Intellectual Property
    • Private Fundraising
  • Articles
  • Contact Us

Contact Us

Bonnie E. Spencer

The Spencer Law Firm
Executive Tower West Plaza
4635 Southwest Freeway
Suite 900
Houston, TX 77027

Map and Directions

Phone: 713-568-9008
Toll Free: 888-237-4529
Fax: 713-961-5336

Hours:
8am–5pm

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