SEC collects $4.3 billion in fiscal year 2019

By | November 13th, 2019|Categories: FINRA|Tags: , , |

The U.S. Securities and Exchange Commission’s Division of Enforcement announced on November 6, 2019 that it ordered more than $4.3 billion in disgorgement and penalties for the 2019 fiscal year. The SEC also reports returning approximately $1.2 billion to harmed investors through enforcement actions. “Across a broad array of cases, the Enforcement staff has continued [...]