The responsibilities of the U.S. Securities and Exchange Commission

By | November 1st, 2019|Categories: Investors|Tags: , , , , , |

Click here to read our post about the history and mission of the SEC. The SEC breaks down its responsibilities into five major categories on its website: “Interpret and enforce federal securities laws;” “Issue new rules and amend existing rules;” “Oversee the inspection of securities firms, brokers, investment advisers, and ratings agencies;” “Oversee the inspection [...]