Ponzi scheme Archives — Spencer Law Firm

Broker made millions off of elderly in Ponzi scheme says SEC and FINRA

by Ashley Spencer | Nov 20, 2019 | FINRA, Ponzi

A former broker accused of running a Ponzi scheme targeting elderly investors is banned from the securities industry by the U.S. Securities and Exchange Commission. James Booth of Norwalk, Connecticut was arrested on September 30, 2019 after the U.S. Department of...

Broker made millions off of elderly in Ponzi scheme says SEC and FINRA

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