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713-568-9008

713-568-9008

  • About Us
    • Our People
    • Our Values
  • Device Users
    • 3M Earplugs
    • Philips CPAP
  • Individuals
    • Partnership Litigation
    • Company Formation
    • Oil, Gas, and Investments
    • Fiduciary Disputes
      • Partnerships
    • Personal Injury & Wrongful Death
  • Businesses
    • DOJ INVESTIGATIONS
    • SHAREHOLDER LITIGATION
    • Securities and Investigations
    • EMERGING GROWTH COMPANIES
    • BUYING AND SELLING YOUR BUSINESS/MERGERS & ACQUISITIONS
    • Construction Litigation and Disputes
    • Real Estate Litigation or Arbitration
    • YOUR BUSINESS COUNSEL
    • SERVING AS LAWYER TO OTHER LAWYERS
    • Company Contracts
    • Employment Issues
    • Intellectual Property
    • Private Fundraising
  • Articles
  • Contact Us
The Spencer Law Firm - Business, Securities, Litigation

A Few Minutes with FINRA: Small Firm Advisory Committee Recap

by Ashley Spencer | Sep 24, 2018 | FINRA, Investors

The Small Firm Advisory Committee (“SFAC”) was formed in 1998. Currently, the SFAC chair is Wendy Lanton, of Lantern Investments. The purpose of the SFAC is to relay issues of interest and concern to the FINRA Board of Governors. Also, the SFAC reviews new and amended...
  • About Us
    • Our People
    • Our Values
  • Device Users
    • 3M Earplugs
    • Philips CPAP
  • Individuals
    • Partnership Litigation
    • Company Formation
    • Oil, Gas, and Investments
    • Fiduciary Disputes
      • Partnerships
    • Personal Injury & Wrongful Death
  • Businesses
    • DOJ INVESTIGATIONS
    • SHAREHOLDER LITIGATION
    • Securities and Investigations
    • EMERGING GROWTH COMPANIES
    • BUYING AND SELLING YOUR BUSINESS/MERGERS & ACQUISITIONS
    • Construction Litigation and Disputes
    • Real Estate Litigation or Arbitration
    • YOUR BUSINESS COUNSEL
    • SERVING AS LAWYER TO OTHER LAWYERS
    • Company Contracts
    • Employment Issues
    • Intellectual Property
    • Private Fundraising
  • Articles
  • Contact Us

Contact Us

Bonnie E. Spencer

The Spencer Law Firm
Executive Tower West Plaza
4635 Southwest Freeway
Suite 900
Houston, TX 77027

Map and Directions

Phone: 713-568-9008
Toll Free: 888-237-4529
Fax: 713-961-5336

Hours:
8am–5pm

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